Risk Management
Recently, a senior officer of a public technology company approached David to seek his advice on monetization of a large holding of the company options he receives on an annual basis. The client, a very sophisticated investor, had the majority of his net worth concentrated in his employers' common shares. After thorough research, David advised the client on two strategies unique to his situation.
The Result
The client acted on David's advice and was successful in minimizing the risk, while maximizing his payout generated by the sale of the options.